Paul Grinberg - 14 Nov 2025 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role: Director
Signature: By: Derrick Walsh For: Paul Grinberg
Issuer symbol: AX
Transactions as of: 14 Nov 2025
Net transactions value: +$508,979
Form type: 4
Filing time: 18 Nov 2025, 19:22:21 UTC
Previous filing: 07 May 2025
Next filing: 30 Jan 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Grinberg Paul	Director	9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS	By: Derrick Walsh For: Paul Grinberg	18 Nov 2025	0001303829

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AX	Common Stock	Options Exercise	$1,017,879	+12,865	+11%	$79.12	126,160	14 Nov 2025	Direct	F1
transaction	AX	Common Stock	Disposed to Issuer	$508,900	-6,432	-5.1%	$79.12	119,728	14 Nov 2025	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AX	Restricted Stock Units	Options Exercise	$0	-12,865	-100%	$0.000000	0	14 Nov 2025	Common Stock	12,865		Direct	F3, F4, F5
transaction	AX	Restricted Stock Units	Award	$0	+10,845		$0.000000	10,845	14 Nov 2025	Common Stock	10,845		Direct	F4, F6, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
F2	Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
F3	The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
F4	Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5	The RSUs fully vest on the one year anniversary of the grant date.
F6	The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
F7	The RSU's fully vest on January 3, 2027.