IRWIN GOLD - 15 May 2025 Form 4 Insider Report for HOULIHAN LOKEY, INC. (HLI)

Role
CO-CHAIRMAN, Director, 10%+ Owner
Signature
/s/ J. Lindsey Alley, Attorney-in-Fact for Irwin N. Gold
Issuer symbol
HLI
Transactions as of
15 May 2025
Net transactions value
-$1,207,323
Form type
4
Filing time
19 May 2025, 16:27:12 UTC
Previous filing
02 Dec 2024
Next filing
23 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GOLD IRWIN CO-CHAIRMAN, Director, 10%+ Owner C/O HOULIHAN LOKEY, INC., 10250 CONSTELLATION BLVD., 5TH FLOOR, LOS ANGELES /s/ J. Lindsey Alley, Attorney-in-Fact for Irwin N. Gold 19 May 2025 0001122672

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLI CLASS B COMMON STOCK Tax liability $1,207,323 -6,704 -0.61% $180.09 1,083,406 15 May 2025 CLASS A COMMON STOCK 6,704 BY HL VOTING TRUST F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
F2 Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.
F3 The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.