Gillian B. Zucker - Nov 13, 2024 Form 4 Insider Report for HOULIHAN LOKEY, INC. (HLI)

Role
Director
Signature
J. Lindsey Alley, Attorney-in-Fact for Gillian B. Zucker
Stock symbol
HLI
Transactions as of
Nov 13, 2024
Transactions value $
-$37,492
Form type
4
Date filed
11/13/2024, 05:00 PM
Previous filing
Oct 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLI CLASS A COMMON STOCK Sale -$37.5K -200 -3.03% $187.46 6.4K Nov 13, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2024.