Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HLI | CLASS A COMMON STOCK | Conversion of derivative security | $0 | +9.9K | $0.00 | 9.9K | Jun 28, 2024 | Direct | F1 | |
transaction | HLI | CLASS A COMMON STOCK | Sale | -$1.34M | -9.9K | -100% | $135.25 | 0 | Jun 28, 2024 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HLI | CLASS B COMMON STOCK | Conversion of derivative security | $0 | -9.9K | -100% | $0.00* | 0 | Jun 28, 2024 | CLASS A COMMON STOCK | 9.9K | Direct | F1 | |
holding | HLI | CLASS B COMMON STOCK | 1.1M | Jun 28, 2024 | CLASS A COMMON STOCK | 1.1M | BY HL VOTING TRUST | F1, F3 |
Id | Content |
---|---|
F1 | Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. |
F2 | Per share price reflects the weighted average price in a series of open market sales on June 28, 2024 at prices ranging from $135.00 per share to $135.89 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. |
F3 | The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. |