Ann Gill - 20 Mar 2025 Form 4 Insider Report for Axos Financial, Inc. (AX)

Signature
By: Derrick Walsh For: Ann Gill
Issuer symbol
AX
Transactions as of
20 Mar 2025
Net transactions value
$0
Form type
4
Filing time
21 Mar 2025, 17:18:00 UTC
Previous filing
18 Mar 2025
Next filing
25 Mar 2025

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +1,805 +27% $0.000000 8,584 20 Mar 2025 Common Stock 1,805 Direct F1, F2, F3
transaction AX Restricted Stock Units Award $0 +3,000 +35% $0.000000 11,584 20 Mar 2025 Common Stock 3,000 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.
F4 Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Accounting Officer.
F5 The RSUs vest as to one-third of the shares on each November 15th following the date of the grant.