Candace L. Thiele - Nov 14, 2024 Form 3 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Chief Administrative Offi
Signature
By: Derrick K. Walsh For: Candace L. Thiele
Stock symbol
AX
Transactions as of
Nov 14, 2024
Transactions value $
$0
Form type
3
Date filed
11/26/2024, 06:43 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AX Common Stock 370 Nov 14, 2024 Direct
holding AX Common Stock 44 Nov 14, 2024 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AX Restricted Stock Units Nov 14, 2024 Common Stock 3.98K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F2 The RSUs vest as to one-third of the shares on each anniversary date of grant.