Gregory Garrabrants - Nov 6, 2024 Form 4 Insider Report for Axos Financial, Inc. (AX)

Signature
By: Derrick K. Walsh For: Gregory Garrabrants
Stock symbol
AX
Transactions as of
Nov 6, 2024
Transactions value $
-$10,660,006
Form type
4
Date filed
11/8/2024, 05:50 PM
Previous filing
Sep 17, 2024
Next filing
Nov 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Gift -$424K -5.2K -0.35% $81.55 1.47M Nov 6, 2024 Direct F1
transaction AX Common Stock Sale -$1.54M -19K -1.3% $81.21 1.45M Nov 6, 2024 Direct F2
transaction AX Common Stock Sale -$8.69M -106K -7.33% $82.01 1.34M Nov 6, 2024 Direct F3
holding AX Common Stock 2.7K Nov 6, 2024 401(k) Plan
holding AX Common Stock 171K Nov 6, 2024 by Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a charitable donation of 5,200 shares of common stock of the Issuer to a charitable fund on November 06, 2024. The Issuer's common stock was transferred at $81.55, resulting in a value for the donation of $424,060
F2 These transactions were executed in multiple trades, at prices ranging from $81.14 to $81.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F3 These transactions were executed in multiple trades, at prices ranging from $81.50 to $82.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.