Ann Gill - 24 Sep 2024 Form 3 Insider Report for Axos Financial, Inc. (AX)

Role
SVP, Chief Accounting Officer
Signature
By: Derrick K. Walsh For: Ann Gill
Issuer symbol
AX
Transactions as of
24 Sep 2024
Net transactions value
$0
Form type
3
Filing time
07 Oct 2024, 16:35:27 UTC
Next filing
18 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AX Common Stock 7,330 24 Sep 2024 Direct
holding AX Common Stock 640 24 Sep 2024 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AX Restricted Stock Units 24 Sep 2024 Common Stock 8,226 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F2 The RSUs vest as to one-third of the shares on each anniversary date of grant.