David Crow - Mar 15, 2024 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Head of Axos Clearing
Signature
By: Derrick K. Walsh For: David Crow
Stock symbol
AX
Transactions as of
Mar 15, 2024
Transactions value $
$0
Form type
4
Date filed
7/12/2024, 11:59 AM
Previous filing
Aug 4, 2023
Next filing
Sep 17, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +2.21K $0.00 2.21K Mar 15, 2024 Common Stock 2.21K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock issued on March 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.