David M. Crow - 15 Mar 2024 Form 4 Insider Report for Axos Financial, Inc. (AX)

Signature
By: Derrick K. Walsh For: David Crow
Issuer symbol
AX
Transactions as of
15 Mar 2024
Net transactions value
$0
Form type
4
Filing time
12 Jul 2024, 11:59:19 UTC
Previous filing
04 Aug 2023
Next filing
17 Sep 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +2,213 $0.000000 2,213 15 Mar 2024 Common Stock 2,213 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock issued on March 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.