| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Common Stock | Options Exercise | $74.9K | +1.43K | +4.27% | $52.25 | 35K | Mar 23, 2024 | Direct | F1 |
| transaction | AX | Common Stock | Disposed to Issuer | -$40.2K | -770 | -2.2% | $52.25 | 34.2K | Mar 23, 2024 | Direct | F2 |
| holding | AX | Common Stock | 2.59K | Mar 23, 2024 | 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Restricted Stock Units | Options Exercise | $0 | -1.43K | -5.51% | $0.00 | 24.6K | Mar 23, 2024 | Common Stock | 1.43K | Direct | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Represents shares of Common Stock issued on March 23, 2024 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. |
| F2 | Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| F3 | The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. |
| F4 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
| F5 | The RSUs vest as to one-third of the shares on each anniversary date of grant. |