Andrew J. Micheletti - Mar 8, 2024 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Finance
Signature
By: Derrick K. Walsh For: Andrew J Micheletti
Stock symbol
AX
Transactions as of
Mar 8, 2024
Transactions value $
-$1,393,189
Form type
4
Date filed
3/12/2024, 04:37 PM
Previous filing
Feb 29, 2024
Next filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale -$694K -13.3K -16.88% $52.04 65.7K Mar 8, 2024 by Trust F1, F2
transaction AX Common Stock Sale -$699K -13.7K -20.81% $51.17 52K Mar 11, 2024 by Trust F2, F3
holding AX Common Stock 423K Mar 8, 2024 Direct
holding AX Common Stock 2.82K Mar 8, 2024 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades, at prices ranging from $51.89 to $52.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F2 The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust.
F3 These transactions were executed in multiple trades, at prices ranging from $50.83 to $51.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.