Andrew J. Micheletti - Feb 6, 2024 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Finance
Signature
By: Derrick K. Walsh For: Andrew J Micheletti
Stock symbol
AX
Transactions as of
Feb 6, 2024
Transactions value $
-$201,278
Form type
4
Date filed
2/8/2024, 04:22 PM
Previous filing
Dec 15, 2023
Next filing
Feb 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Gift $0 -79K -15.55% $0.00 429K Feb 6, 2024 Direct F1
transaction AX Common Stock Sale -$79.8K -1.55K -0.36% $51.57 428K Feb 6, 2024 Direct F2
transaction AX Common Stock Sale -$121K -2.45K -0.57% $49.53 425K Feb 7, 2024 Direct F3
transaction AX Common Stock Gift $0 +79K $0.00 79K Feb 6, 2024 by Trust F1
holding AX Common Stock 2.82K Feb 6, 2024 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust.
F2 These transactions were executed in multiple trades, at prices ranging from $51.50 to $51.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F3 These transactions were executed in multiple trades, at prices ranging from $49.30 to $49.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.