Derrick Walsh - 15 Sep 2023 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Chief Financial Officer
Signature
By: Andrew J Micheletti For: Derrick Walsh
Issuer symbol
AX
Transactions as of
15 Sep 2023
Net transactions value
$0
Form type
4
Filing time
18 Sep 2023, 16:03:32 UTC
Previous filing
05 Sep 2023
Next filing
26 Sep 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +5,543 +22% $0.000000 30,873 15 Sep 2023 Common Stock 5,543 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on September 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Financial Officer.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.