Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Common Stock | Options Exercise | $86.2K | +2K | +23.3% | $43.09 | 10.6K | Aug 31, 2023 | Direct | F1 |
transaction | AX | Common Stock | Options Exercise | $115K | +2.67K | +25.2% | $43.09 | 13.2K | Aug 31, 2023 | Direct | F1 |
transaction | AX | Common Stock | Disposed to Issuer | -$43K | -999 | -7.54% | $43.09 | 12.3K | Aug 31, 2023 | Direct | F2 |
transaction | AX | Common Stock | Disposed to Issuer | -$57.4K | -1.33K | -10.88% | $43.09 | 10.9K | Aug 31, 2023 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Restricted Stock Units | Award | $0 | +6K | +90% | $0.00 | 12.7K | Aug 31, 2023 | Common Stock | 6K | Direct | F3, F4, F5 | |
transaction | AX | Restricted Stock Units | Options Exercise | $0 | -2K | -15.79% | $0.00 | 10.7K | Aug 31, 2023 | Common Stock | 2K | Direct | F4, F6, F7 | |
transaction | AX | Restricted Stock Units | Options Exercise | $0 | -2.67K | -25% | $0.00 | 8K | Aug 31, 2023 | Common Stock | 2.67K | Direct | F4, F6, F7 |
Id | Content |
---|---|
F1 | Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. |
F2 | Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
F3 | Grant to the reporting person on August 31, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
F4 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
F5 | The RSUs fully vest on the anniversary date of grant. |
F6 | The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
F7 | The RSUs vest as to one-third of the shares on each anniversary date of grant. |