| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Common Stock | Options Exercise | $273K | +6.6K | +13.87% | $41.42 | 54.2K | Aug 15, 2023 | Direct | F1 |
| transaction | AX | Common Stock | Disposed to Issuer | -$137K | -3.3K | -6.09% | $41.42 | 50.9K | Aug 15, 2023 | Direct | F2 |
| holding | AX | Common Stock | 1.2K | Aug 15, 2023 | by Spouse | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Restricted Stock Units | Options Exercise | $0 | -6.6K | -47.37% | $0.00 | 7.33K | Aug 15, 2023 | Common Stock | 6.6K | Direct | F4, F5, F6 |
| Id | Content |
|---|---|
| F1 | Represents shares of Common Stock issued on August 15, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. |
| F2 | Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
| F3 | IRA account for Susan M Court |
| F4 | The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
| F5 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
| F6 | The RSUs fully vest on the anniversary date of grant. |