Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Common Stock | Options Exercise | $249K | +6K | +13.68% | $41.42 | 49.9K | Aug 15, 2023 | Direct | F1 |
transaction | AX | Common Stock | Disposed to Issuer | -$124K | -3K | -6.02% | $41.42 | 46.9K | Aug 15, 2023 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Restricted Stock Units | Options Exercise | $0 | -6K | -47.37% | $0.00 | 6.67K | Aug 15, 2023 | Common Stock | 6K | Direct | F3, F4, F5 |
Id | Content |
---|---|
F1 | Represents shares of Common Stock issued on August 15, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. |
F2 | Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
F3 | The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
F4 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
F5 | The RSUs fully vest on the anniversary date of grant. |