Gregory Garrabrants - Aug 4, 2023 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
President and CEO, Director
Signature
By: Derrick K. Walsh For: Gregory Garrabrants
Stock symbol
AX
Transactions as of
Aug 4, 2023
Transactions value $
-$2,205,034
Form type
4
Date filed
8/4/2023, 08:44 PM
Previous filing
Aug 3, 2023
Next filing
Sep 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale -$2.21M -48.4K -3.37% $45.60 1.39M Aug 4, 2023 Direct F1, F2
holding AX Common Stock 2.46K Aug 4, 2023 401(k) Plan
holding AX Common Stock 171K Aug 4, 2023 by Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were made to repay loans with shares pledged as security in a margin account due to increased costs associated with the margin loan account. There was no associated margin call.
F2 These transactions were executed in multiple trades, at prices ranging from $45.15 to $45.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.