Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Common Stock | Options Exercise | $51.6K | +1.42K | +3.29% | $36.37 | 44.6K | Mar 23, 2023 | Direct | F1, F2 |
transaction | AX | Common Stock | Disposed to Issuer | -$27.1K | -746 | -1.67% | $36.37 | 43.8K | Mar 23, 2023 | Direct | F3 |
holding | AX | Common Stock | 2.11K | Mar 23, 2023 | 401(k) Plan |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Restricted Stock Units | Options Exercise | $0 | -1.42K | -6.81% | $0.00 | 19.4K | Mar 23, 2023 | Common Stock | 1.42K | Direct | F2, F4, F5 |
Id | Content |
---|---|
F1 | Represents shares of Common Stock issued on March 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. |
F2 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
F3 | Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
F4 | The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. |
F5 | The RSUs vest as to one-third of the shares on each anniversary date of grant. |