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Signature
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By: Derrick K. Walsh For: Eshel Bar-Adon
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Stock symbol
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AX
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Transactions as of
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Mar 20, 2023
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Transactions value $
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$16,836
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Form type
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4
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Date filed
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3/23/2023, 05:25 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AX |
Common Stock |
Options Exercise |
$40.8K |
+1.09K |
+0.95% |
$37.58 |
115K |
Mar 20, 2023 |
Direct |
F1, F2 |
transaction |
AX |
Common Stock |
Disposed to Issuer |
-$24K |
-639 |
-0.55% |
$37.58 |
115K |
Mar 20, 2023 |
Direct |
F3 |
holding |
AX |
Common Stock |
|
|
|
|
|
2.5K |
Mar 20, 2023 |
401(k) Plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AX |
Restricted Stock Units |
Options Exercise |
$0 |
-1.09K |
-5.18% |
$0.00 |
19.9K |
Mar 20, 2023 |
Common Stock |
1.09K |
|
Direct |
F2, F4, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: