Brian Swanson - Sep 23, 2022 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Head of Consumer Bank
Signature
By: Derrick K. Walsh For: Brian Swanson
Stock symbol
AX
Transactions as of
Sep 23, 2022
Transactions value $
$0
Form type
4
Date filed
9/27/2022, 07:43 PM
Previous filing
Sep 8, 2022
Next filing
Mar 14, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +5.11K +31.07% $0.00 21.6K Sep 23, 2022 Common Stock 5.11K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on September 23, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.