| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Common Stock | Options Exercise | $562K | +13.5K | +22.51% | $41.78 | 73.2K | Aug 31, 2022 | Direct | F1, F2 |
| transaction | AX | Common Stock | Sale | -$211K | -4.98K | -6.8% | $42.47 | 68.2K | Aug 31, 2022 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Restricted Stock Units | Options Exercise | $0 | -13.5K | -26.32% | $0.00 | 37.7K | Aug 31, 2022 | Common Stock | 13.5K | Direct | F2, F4, F5 |
| Id | Content |
|---|---|
| F1 | Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. |
| F2 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
| F3 | These transactions were executed in multiple trades, at prices ranging from $42.04 to $42.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| F4 | The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
| F5 | The RSUs vest as to one-third of the shares on each anniversary date of grant. |