Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Common Stock | Options Exercise | $195K | +4.67K | +7.09% | $41.78 | 70.5K | Aug 31, 2022 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Restricted Stock Units | Options Exercise | $0 | -4.67K | -26.92% | $0.00 | 12.7K | Aug 31, 2022 | Common Stock | 4.67K | Direct | F2, F3, F4 |
Id | Content |
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F1 | Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. |
F2 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
F3 | The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
F4 | The RSUs vest as to one-third of the shares on each anniversary date of grant. |