| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Common Stock | Options Exercise | $54,562 | +1,222 | +1.1% | $44.65 | 111,164 | 25 Aug 2022 | Direct | F1, F2 |
| transaction | AX | Common Stock | Disposed to Issuer | $28,710 | -643 | -0.58% | $44.65 | 110,521 | 25 Aug 2022 | Direct | F3 |
| holding | AX | Common Stock | 2,497 | 25 Aug 2022 | 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AX | Restricted Stock Units | Options Exercise | $0 | -1,222 | -6% | $0.000000 | 19,112 | 25 Aug 2022 | Common Stock | 1,222 | Direct | F2, F4, F5 |
| Id | Content |
|---|---|
| F1 | Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. |
| F2 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
| F3 | Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
| F4 | The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. |
| F5 | The RSUs vest as to one-third of the shares on each anniversary date of grant. |