Thomas Constantine - Aug 9, 2022 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP and Chief Credit Officer
Signature
By: Andrew J Micheletti For: Thomas Constantine
Stock symbol
AX
Transactions as of
Aug 9, 2022
Transactions value $
-$300,099
Form type
4
Date filed
8/11/2022, 05:53 PM
Previous filing
Mar 29, 2022
Next filing
Aug 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale -$186K -4.33K -23.32% $42.84 14.2K Aug 9, 2022 Direct F1
transaction AX Common Stock Sale -$115K -2.57K -18.03% $44.61 11.7K Aug 10, 2022 Direct F2
holding AX Common Stock 2.03K Aug 9, 2022 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades, at prices ranging from $42.81 to $42.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F2 These transactions were executed in multiple trades, at prices ranging from $44.53 to $44.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.