Thomas Constantine - 09 Aug 2022 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP and Chief Credit Officer
Signature
By: Andrew J Micheletti For: Thomas Constantine
Issuer symbol
AX
Transactions as of
09 Aug 2022
Transactions value $
-$300,099
Form type
4
Filing time
11 Aug 2022, 17:53:20 UTC
Previous filing
29 Mar 2022
Next filing
29 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale -$186K -4.33K -23.32% $42.84 14.2K 09 Aug 2022 Direct F1
transaction AX Common Stock Sale -$115K -2.57K -18.03% $44.61 11.7K 10 Aug 2022 Direct F2
holding AX Common Stock 2.03K 09 Aug 2022 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades, at prices ranging from $42.81 to $42.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F2 These transactions were executed in multiple trades, at prices ranging from $44.53 to $44.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.