James John Court - 01 Aug 2022 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role: Director
Signature: By: Derrick K. Walsh For: James Court
Issuer symbol: AX
Transactions as of: 01 Aug 2022
Net transactions value: +$49,813
Form type: 4
Filing time: 03 Aug 2022, 20:58:19 UTC
Previous filing: 09 Sep 2021
Next filing: 17 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AX	Common Stock	Options Exercise	$123,521	+2,934	+6.6%	$42.10	47,295	01 Aug 2022	Direct	F1
transaction	AX	Common Stock	Sale	$73,709	-1,760	-3.7%	$41.88	45,535	02 Aug 2022	Direct
holding	AX	Common Stock						1,200	01 Aug 2022	by Spouse	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AX	Restricted Stock Units	Options Exercise	$0	-2,934	-19%	$0.000000	12,467	01 Aug 2022	Common Stock	2,934		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of Common Stock issued on August 01, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2	IRA account for Susan M Court
F3	The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
F4	The RSUs vest as to one-third of the shares on each anniversary date of grant.