Andrew J. Micheletti - Dec 3, 2021 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP, Finance
Signature
By: Derrick K. Walsh For: Andrew J Micheletti
Stock symbol
AX
Transactions as of
Dec 3, 2021
Transactions value $
-$325,281
Form type
4
Date filed
12/6/2021, 04:19 PM
Previous filing
Nov 10, 2021
Next filing
Aug 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale -$233K -4.11K -0.77% $56.55 528K Dec 3, 2021 Direct F1
transaction AX Common Stock Sale -$92.6K -1.61K -0.3% $57.68 527K Dec 3, 2021 Direct F2
holding AX Common Stock 2K Dec 3, 2021 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades, at prices ranging from $56.50 to $56.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F2 These transactions were executed in multiple trades, at prices ranging from $57.65 to $57.84. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.