Thomas M. Constantine - 16 Nov 2021 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP and Chief Credit Officer
Signature
By: Derrick K. Walsh For: Thomas Constantine
Issuer symbol
AX
Transactions as of
16 Nov 2021
Net transactions value
-$119,760
Form type
4
Filing time
17 Nov 2021, 19:04:02 UTC
Previous filing
09 Sep 2021
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale $119,760 -2,000 -12% $59.88 14,575 16 Nov 2021 Direct F1
holding AX Common Stock 1,533 16 Nov 2021 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades, at prices ranging from $59.66 to $60.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.