Thomas Constantine - Nov 16, 2021 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
EVP and Chief Credit Officer
Signature
By: Derrick K. Walsh For: Thomas Constantine
Stock symbol
AX
Transactions as of
Nov 16, 2021
Transactions value $
-$119,760
Form type
4
Date filed
11/17/2021, 07:04 PM
Previous filing
Sep 9, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale -$120K -2K -12.07% $59.88 14.6K Nov 16, 2021 Direct F1
holding AX Common Stock 1.53K Nov 16, 2021 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades, at prices ranging from $59.66 to $60.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.