Ron Pitters - 21 Oct 2021 Form 3 Insider Report for Axos Financial, Inc. (AX)

Role
SVP, Head of Axos Securities
Signature
By: Derrick K. Walsh For: Ron Pitters
Issuer symbol
AX
Transactions as of
21 Oct 2021
Net transactions value
$0
Form type
3
Filing time
05 Nov 2021, 19:49:05 UTC
Next filing
10 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AX Common Stock 9,639 21 Oct 2021 Direct
holding AX Common Stock 1,325 21 Oct 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AX Restricted Stock Units 21 Oct 2021 Common Stock 10,733 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F2 The RSUs vest as to one-third of the shares on each anniversary date of grant.