Jeffrey Sime - Sep 24, 2021 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
President and CFO
Signature
By: Andrew J. Micheletti For: Jeffrey Sime
Stock symbol
AX
Transactions as of
Sep 24, 2021
Transactions value $
$0
Form type
4
Date filed
9/27/2021, 04:30 PM
Previous filing
Sep 1, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +1.07K +43.09% $0.00 3.56K Sep 24, 2021 Common Stock 1.07K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on September 24, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.