Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Common Stock | Options Exercise | $0 | +2.67K | +6.86% | $0.00 | 41.5K | Sep 5, 2021 | Direct | F1, F2 |
transaction | AX | Common Stock | Disposed to Issuer | -$63.2K | -1.34K | -3.23% | $47.16 | 40.2K | Sep 5, 2021 | Direct | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Restricted Stock Units | Options Exercise | $0 | -2.67K | -16% | $0.00 | 14K | Sep 5, 2021 | Common Stock | 2.67K | Direct | F2, F4, F5 |
Id | Content |
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F1 | Represents shares of Common Stock issued on September 5, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. |
F2 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
F3 | Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
F4 | The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
F5 | The RSUs vest as to one-third of the shares on each anniversary date of grant. |