Stefani D. Carter - Aug 31, 2021 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
Director
Signature
By: Andrew J. Micheletti For: Stefani Carter
Stock symbol
AX
Transactions as of
Aug 31, 2021
Transactions value $
$0
Form type
4
Date filed
9/9/2021, 04:28 PM
Previous filing
Jun 2, 2021
Next filing
May 13, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +6K $0.00 6K Aug 31, 2021 Common Stock 6K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.