Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Common Stock | Options Exercise | $128K | +2.67K | +4.38% | $47.85 | 63.6K | Aug 1, 2021 | Direct | F1 |
transaction | AX | Common Stock | Tax liability | -$47.2K | -986 | -1.55% | $47.85 | 62.6K | Aug 1, 2021 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Restricted Stock Units | Options Exercise | $0 | -2.67K | -16.67% | $0.00 | 13.3K | Aug 1, 2021 | Common Stock | 2.67K | Direct | F3, F4 |
Id | Content |
---|---|
F1 | Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. |
F2 | Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
F3 | The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
F4 | The RSUs vest over three years, one-third on each anniversary date of grant. |