Charles Clough JR - Jun 30, 2021 Form 4 Insider Report for Clough Global Opportunities Fund (GLO)

Role: Person affiliated w/ Inv. Adv.
Signature: /S/ Charles I. Clough, Jr.
Stock symbol: GLO
Transactions as of: Jun 30, 2021
Transactions value $: $0
Form type: 4
Date filed: 7/2/2021, 11:05 AM
Next filing: May 9, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GLO	Common shares of beneficial interest	Exercise of in-the-money or at-the-money derivative security	$586K	+50.6K	+31.64%	$11.59	210K	Jun 30, 2021	Direct
transaction	GLO	Common shares of beneficial interest	Exercise of in-the-money or at-the-money derivative security	$69.5K	+6K	+33.33%	$11.59	24K	Jun 30, 2021	Spouse

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GLO	Subscription Rights (right to buy)	Exercise of in-the-money or at-the-money derivative security	-$586K	-50.6K	-100%	$11.59	0	Jun 30, 2021	Common shares of beneficial interest	50.6K	$11.59	Direct
transaction	GLO	Subscription Rights (right to buy)	Exercise of in-the-money or at-the-money derivative security	-$69.5K	-6K	-100%	$11.59	0	Jun 30, 2021	Common shares of beneficial interest	6K	$11.59	Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.