Clough Capital Partners, L.P. - 30 Jun 2021 Form 4 Insider Report for Clough Global Opportunities Fund (GLO)

Role
Investment Adviser to Fund
Signature
/S/ Daniel J. Gillis
Issuer symbol
GLO
Transactions as of
30 Jun 2021
Net transactions value
$0
Form type
4
Filing time
02 Jul 2021, 10:33:35 UTC
Previous filing
20 May 2021
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLO Common shares of beneficial interest Exercise of in-the-money or at-the-money derivative security $426,906 +36,834 +53% $11.59 106,834 30 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GLO Subscription Rights (right to buy) Exercise of in-the-money or at-the-money derivative security $426,906 -36,834 -100% $11.59 0 30 Jun 2021 Common shares of beneficial interest 36,834 $11.59 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.