Clough Capital Partners, L.P. - Jun 30, 2021 Form 4 Insider Report for Clough Global Opportunities Fund (GLO)

Role
Investment Adviser to Fund
Signature
/S/ Daniel J. Gillis
Stock symbol
GLO
Transactions as of
Jun 30, 2021
Transactions value $
$0
Form type
4
Date filed
7/2/2021, 10:33 AM
Previous filing
May 20, 2021
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLO Common shares of beneficial interest Exercise of in-the-money or at-the-money derivative security $427K +36.8K +52.62% $11.59 107K Jun 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GLO Subscription Rights (right to buy) Exercise of in-the-money or at-the-money derivative security -$427K -36.8K -100% $11.59 0 Jun 30, 2021 Common shares of beneficial interest 36.8K $11.59 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.