Clough Capital Partners, L.P. - 30 Jun 2021 Form 4 Insider Report for Clough Global Dividend & Income Fund (GLV)

Role
Investment Adviser of Fund
Signature
/S/ Daniel J. Gillis
Issuer symbol
GLV
Transactions as of
30 Jun 2021
Net transactions value
$0
Form type
4
Filing time
02 Jul 2021, 10:13:10 UTC
Previous filing
20 May 2021
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLV Common shares of beneficial interest Exercise of in-the-money or at-the-money derivative security $53,125 +5,234 +52% $10.15 15,234 30 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GLV Subscription Rights (Right to Buy) Exercise of in-the-money or at-the-money derivative security $53,125 -5,234 -100% $10.15 0 30 Jun 2021 Common shares of beneficial interest 5,234 $10.15 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.