Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TPB | Common Stock | Award | $80K | +2.42K | +0.66% | $33.13 | 370K | May 8, 2024 | Direct | F9 |
transaction | TPB | Common Stock | Tax liability | -$90.5K | -2.73K | -0.74% | $33.13 | 368K | May 8, 2024 | Direct | F10 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | TPB | Options | 15.9K | May 8, 2024 | Common Stock | 15.9K | $51.75 | Direct | F5, F8 | |||||
holding | TPB | Options | 20K | May 8, 2024 | Common Stock | 20K | $14.85 | Direct | F5, F7 | |||||
holding | TPB | Options | 35.5K | May 8, 2024 | Common Stock | 35.5K | $47.58 | Direct | F5, F6 | |||||
holding | TPB | Options | 26.5K | May 8, 2024 | Common Stock | 26.5K | $21.21 | Direct | F3, F5 | |||||
holding | TPB | Options | 16.8K | May 8, 2024 | Common Stock | 16.8K | $15.41 | Direct | F2, F5 | |||||
holding | TPB | Options | 4.7K | May 8, 2024 | Common Stock | 4.7K | $3.83 | Direct | F1, F4 |
Id | Content |
---|---|
F1 | The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. |
F2 | The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
F3 | The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. |
F4 | Granted pursuant to the issuer's 2006 Equity Incentive Plan. |
F5 | Granted pursuant to the issuer's 2015 Equity Incentive Plan. |
F6 | The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. |
F7 | The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. |
F8 | The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. |
F9 | The reported transaction involved the reporting person's receipt of a grant of 2,415 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 2,415 restricted stock units and 368,019 shares of common stock. |
F10 | The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/8/2024. |