Summer Frein - Apr 1, 2024 Form 3 Insider Report for Turning Point Brands, Inc. (TPB)

Role: Chief Revenue Officer
Signature: /s/ Summer Frein
Stock symbol: TPB
Transactions as of: Apr 1, 2024
Transactions value $: $0
Form type: 3
Date filed: 4/3/2024, 06:20 PM
Previous filing: Aug 15, 2023
Next filing: Jun 14, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TPB	Common Stock						14.9K	Apr 1, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TPB	Options (2022)							Apr 1, 2024	Common Stock	6.27K	$31.39	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total reported in Column 2 includes 12,221 RSUs and 2,722 shares of Common Stock.
F2	Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.