Summer Frein - 01 Apr 2024 Form 3 Insider Report for Turning Point Brands, Inc. (TPB)

Role: Chief Revenue Officer
Signature: /s/ Summer Frein
Issuer symbol: TPB
Transactions as of: 01 Apr 2024
Net transactions value: $0
Form type: 3
Filing time: 03 Apr 2024, 18:20:45 UTC
Previous filing: 15 Aug 2023
Next filing: 14 Jun 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TPB	Common Stock						14,943	01 Apr 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TPB	Options (2022)							01 Apr 2024	Common Stock	6,273	$31.39	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total reported in Column 2 includes 12,221 RSUs and 2,722 shares of Common Stock.
F2	Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.