Cheryl Francis - May 1, 2020 Form 4/A - Amendment Insider Report for Morningstar, Inc. (MORN)

Role
Director
Signature
/s/ Patrick Maloney, by power of attorney
Stock symbol
MORN
Transactions as of
May 1, 2020
Transactions value $
-$39
Form type
4/A - Amendment
Date filed
11/12/2021, 11:55 AM
Date Of Original Report
May 5, 2020
Next filing
May 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MORN Common Stock Options Exercise $133K +2.32K +7.75% $57.28 32.2K May 1, 2020 Direct F1
transaction MORN Common Stock Sale -$133K -874 -2.71% $151.83 31.3K May 1, 2020 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MORN Stock Options (Right to Buy) Options Exercise $0 +2.32K $0.00 $0 May 1, 2020 Common Stock 2.32K $57.28 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amended Form 4 reports the reporting person's stock option exercise which was inadvertently omited from the original Form 4.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2019.
F3 This amended Form 4 reports again the reporting person's disposition of stock reported on the original Form 4 and increases the total reported number of shares beneficially owned by 6 to reflect the cumulative impact of rounding of fractional shares in previously reported transactions.
F4 The options became exercisable in three equal installments beginning May 15, 2012.