Barry Zwarenstein - 19 May 2022 Form 4 Insider Report for Five9, Inc. (FIVN)

Role
Chief Financial Officer
Signature
/s/ David Hill, attorney-in-fact
Issuer symbol
FIVN
Transactions as of
19 May 2022
Net transactions value
-$445,707
Form type
4
Filing time
23 May 2022, 17:28:28 UTC
Previous filing
18 May 2022
Next filing
31 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIVN Common Stock Options Exercise $29,250 +1,800 +2.3% $16.25 81,038 19 May 2022 Direct F1
transaction FIVN Common Stock Sale $180,180 -1,800 -2.2% $100.10 79,238 19 May 2022 Direct F2, F3
transaction FIVN Common Stock Options Exercise $57,005 +3,508 +4.4% $16.25 82,746 20 May 2022 Direct
transaction FIVN Common Stock Sale $351,782 -3,508 -4.2% $100.28 79,238 20 May 2022 Direct F2, F4
holding FIVN Common Stock 108,984 19 May 2022 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -1,800 -16% $0.000000 9,368 19 May 2022 Common Stock 1,800 $16.25 Direct F5
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -3,508 -37% $0.000000 5,860 20 May 2022 Common Stock 3,508 $16.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 150 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 13, 2022.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2021.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.01 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The option granted on February 23, 2017 is fully vested.