Barry Zwarenstein - Mar 4, 2022 Form 4/A - Amendment Insider Report for Five9, Inc. (FIVN)

Signature
/s/ David Hill, attorney-in-fact
Stock symbol
FIVN
Transactions as of
Mar 4, 2022
Transactions value $
-$902,300
Form type
4/A - Amendment
Date filed
3/24/2022, 05:49 PM
Date Of Original Report
Mar 8, 2022
Previous filing
Mar 2, 2022
Next filing
Apr 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIVN Common Stock Options Exercise $107K +6.61K +6.88% $16.25 103K Mar 4, 2022 Direct F1
transaction FIVN Common Stock Sale -$512K -5.01K -4.88% $102.21 97.6K Mar 4, 2022 Direct F2, F3
transaction FIVN Common Stock Sale -$165K -1.6K -1.64% $102.82 96K Mar 4, 2022 Direct F2, F4
transaction FIVN Common Stock Sale -$164K -1.68K -1.76% $97.47 93.7K Mar 4, 2022 By Trust F2, F5, F6
transaction FIVN Common Stock Sale -$99.2K -1.01K -1.08% $98.29 92.7K Mar 4, 2022 By Trust F2, F5, F7
transaction FIVN Common Stock Sale -$49.8K -500 -0.54% $99.51 92.2K Mar 4, 2022 By Trust F2, F5, F8
transaction FIVN Common Stock Sale -$20.4K -200 -0.22% $101.76 92K Mar 4, 2022 By Trust F2, F5, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -6.61K -23.8% $0.00 21.2K Mar 4, 2022 Common Stock 6.61K $16.25 Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This is being amended to indicate that 6,610 of the shares that were sold were in fact, acquired through an option exercise on the same day.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2021.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.79 to $102.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.80 to $102.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The reported sales were to cover taxes upon the vesting of restricted stock units.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.99 to $97.98, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.37 to $99.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.51 to $101.79, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10 The option granted on February 23, 2017 is fully vested.