Barry Zwarenstein - 18 Oct 2021 Form 4 Insider Report for Five9, Inc. (FIVN)

Signature
/s/ David Hill, attorney-in-fact
Issuer symbol
FIVN
Transactions as of
18 Oct 2021
Net transactions value
-$1,746,099
Form type
4
Filing time
19 Oct 2021, 17:43:36 UTC
Previous filing
20 Sep 2021
Next filing
18 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIVN Common Stock Options Exercise $203,125 +12,500 +17% $16.25 87,397 18 Oct 2021 Direct F1
transaction FIVN Common Stock Sale $307,560 -2,000 -2.3% $153.78 85,397 18 Oct 2021 Direct F2, F3
transaction FIVN Common Stock Sale $433,552 -2,800 -3.3% $154.84 82,597 18 Oct 2021 Direct F2, F4
transaction FIVN Common Stock Sale $514,041 -3,300 -4% $155.77 79,297 18 Oct 2021 Direct F2, F5
transaction FIVN Common Stock Sale $172,744 -1,100 -1.4% $157.04 78,197 18 Oct 2021 Direct F2, F6
transaction FIVN Common Stock Sale $505,440 -3,200 -4.1% $157.95 74,997 18 Oct 2021 Direct F2, F7
transaction FIVN Common Stock Sale $15,887 -100 -0.13% $158.87 74,897 18 Oct 2021 Direct F2
holding FIVN Common Stock 98,819 18 Oct 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -12,500 -24% $0.000000 40,278 18 Oct 2021 Common Stock 12,500 $16.25 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Since the last report filed on Sept. 20, 2021, 3,670 previously reported performance-based RSUs were cancelled for no value and therefore are excluded from the latest reported total.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.33 to $154.33, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.34 to $155.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.41 to $156.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.57 to $157.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.58 to $158.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The option granted on February 23, 2017 is fully vested.