Scott Welch - Sep 3, 2021 Form 4 Insider Report for Five9, Inc. (FIVN)

Signature
/s/ David Hill, attorney-in-fact
Stock symbol
FIVN
Transactions as of
Sep 3, 2021
Transactions value $
-$1,510,034
Form type
4
Date filed
9/8/2021, 04:04 PM
Previous filing
Aug 13, 2021
Next filing
Sep 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIVN Common Stock Options Exercise $111K +3.7K +9.19% $29.89 44K Sep 3, 2021 Direct
transaction FIVN Common Stock Options Exercise $56.3K +1.06K +2.41% $53.00 45.1K Sep 3, 2021 Direct
transaction FIVN Common Stock Sale -$252K -1.51K -3.36% $166.27 43.5K Sep 3, 2021 Direct F1, F2
transaction FIVN Common Stock Sale -$111K -655 -1.5% $169.69 42.9K Sep 3, 2021 Direct F1, F3
transaction FIVN Common Stock Sale -$412K -2.42K -5.63% $170.41 40.5K Sep 3, 2021 Direct F1, F4
transaction FIVN Common Stock Sale -$73.9K -431 -1.07% $171.44 40K Sep 3, 2021 Direct F1, F5
transaction FIVN Common Stock Sale -$170K -1K -2.5% $170.02 39K Sep 7, 2021 Direct F1, F6, F7
transaction FIVN Common Stock Sale -$265K -1.56K -3.99% $170.55 37.5K Sep 7, 2021 Direct F1, F6, F8
transaction FIVN Common Stock Sale -$266K -1.55K -4.12% $171.79 35.9K Sep 7, 2021 Direct F1, F9
transaction FIVN Common Stock Sale -$128K -741 -2.06% $172.49 35.2K Sep 7, 2021 Direct F1, F10
holding FIVN Common Stock 4.5K Sep 3, 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -3.7K -33.33% $0.00 7.4K Sep 3, 2021 Common Stock 3.7K $29.89 Direct F11
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -1.06K -14.29% $0.00 6.37K Sep 3, 2021 Common Stock 1.06K $53.00 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.23 to $166.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.92 to $169.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.98 to $170.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.25 to $171.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The reported sales were to cover taxes upon the vesting of restricted stock units.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.29 to $170.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.32 to $171.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.25 to $172.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.28 to $172.74, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11 The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.
F12 The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.