ZWARENSTEIN BARRY - 19 Jul 2021 Form 4 Insider Report for Five9, Inc. (FIVN)

Signature
/s/ David Hill, attorney-in-fact
Issuer symbol
FIVN
Transactions as of
19 Jul 2021
Net transactions value
-$2,215,865
Form type
4
Filing time
19 Jul 2021, 19:25:49 UTC
Previous filing
21 Jun 2021
Next filing
13 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIVN Common Stock Options Exercise $118,500 +12,500 +16% $9.48 90,785 19 Jul 2021 Direct
transaction FIVN Common Stock Sale $165,744 -900 -0.99% $184.16 89,885 19 Jul 2021 Direct F1, F2
transaction FIVN Common Stock Sale $623,331 -3,361 -3.7% $185.46 86,524 19 Jul 2021 Direct F1, F3
transaction FIVN Common Stock Sale $466,025 -2,500 -2.9% $186.41 84,024 19 Jul 2021 Direct F1, F4
transaction FIVN Common Stock Sale $530,872 -2,828 -3.4% $187.72 81,196 19 Jul 2021 Direct F1, F5
transaction FIVN Common Stock Sale $510,563 -2,711 -3.3% $188.33 78,485 19 Jul 2021 Direct F1, F6
transaction FIVN Common Stock Sale $37,830 -200 -0.25% $189.15 78,285 19 Jul 2021 Direct F1, F7
holding FIVN Common Stock 100,413 19 Jul 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -12,500 -35% $0.000000 22,749 19 Jul 2021 Common Stock 12,500 $9.48 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.80 to $184.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.90 to $185.85, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.00 to $187.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.04 to $188.04, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.07 to $188.73, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.13 to $189.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The option granted on November 22, 2013 is fully vested.