Scott Welch - Jun 4, 2021 Form 4 Insider Report for Five9, Inc. (FIVN)

Signature
/s/ David Hill, attorney-in-fact
Stock symbol
FIVN
Transactions as of
Jun 4, 2021
Transactions value $
-$1,378,229
Form type
4
Date filed
6/8/2021, 06:02 PM
Next filing
Aug 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIVN Common Stock Sale -$151K -977 -2.33% $154.37 40.9K Jun 4, 2021 Direct F1, F2, F3
transaction FIVN Common Stock Sale -$209K -1.35K -3.29% $155.54 39.5K Jun 4, 2021 Direct F1, F2, F4
transaction FIVN Common Stock Options Exercise $111K +3.7K +9.36% $29.89 43.2K Jun 4, 2021 Direct
transaction FIVN Common Stock Options Exercise $56.2K +1.06K +2.45% $53.00 44.3K Jun 4, 2021 Direct
transaction FIVN Common Stock Options Exercise $65.9K +911 +2.06% $72.29 45.2K Jun 4, 2021 Direct
transaction FIVN Common Stock Sale -$152K -984 -2.18% $154.40 44.2K Jun 4, 2021 Direct F2, F5
transaction FIVN Common Stock Sale -$283K -1.82K -4.12% $155.59 42.4K Jun 4, 2021 Direct F2, F6
transaction FIVN Common Stock Sale -$235K -1.5K -3.54% $156.74 40.9K Jun 4, 2021 Direct F2, F7
transaction FIVN Common Stock Sale -$101K -637 -1.56% $157.88 40.3K Jun 4, 2021 Direct F2, F8
transaction FIVN Common Stock Sale -$45.7K -288 -0.72% $158.58 40K Jun 4, 2021 Direct F1, F9
transaction FIVN Common Stock Sale -$176K -1.1K -2.75% $159.57 38.9K Jun 4, 2021 Direct F2, F10
transaction FIVN Common Stock Sale -$243K -1.51K -3.89% $160.55 37.4K Jun 4, 2021 Direct F2, F11
transaction FIVN Common Stock Sale -$16.2K -100 -0.27% $161.63 37.3K Jun 4, 2021 Direct F2
holding FIVN Common Stock 4.5K Jun 4, 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -3.7K -24.99% $0.00 11.1K Jun 4, 2021 Common Stock 3.7K $29.89 Direct F12
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -1.06K -12.49% $0.00 7.43K Jun 4, 2021 Common Stock 1.06K $53.00 Direct F13
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -911 -8.33% $0.00 10K Jun 4, 2021 Common Stock 911 $72.29 Direct F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported sales were to cover taxes upon the vesting of restricted stock units.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.04 to $154.73, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.16 to $155.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.08 to $154.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.17 to $156.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.25 to $157.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.44 to $158.20, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.39 to $158.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.15 to $159.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.52 to $160.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F12 The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.
F13 The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.
F14 The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.