Connie H. Kwong - 26 May 2025 Form 4 Insider Report for MAXLINEAR, INC (MXL)

Role
Corporate Controller & PAO
Signature
/s/ Connie Kwong
Issuer symbol
MXL
Transactions as of
26 May 2025
Net transactions value
-$7,509
Form type
4
Filing time
28 May 2025, 16:33:04 UTC
Previous filing
05 Mar 2025
Next filing
05 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kwong Connie H. Corporate Controller & PAO C/O MAXLINEAR, INC., 5966 LA PLACE COURT, SUITE 100, CARLSBAD /s/ Connie Kwong 28 May 2025 0001666994

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXL Common Stock Options Exercise +649 +1.1% 57,432 26 May 2025 Direct F1, F2
transaction MXL Common Stock Tax liability $7,509 -649 -1.1% $11.57 56,783 26 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MXL Restricted Stock Units Options Exercise $0 -649 -100% $0.000000 0 26 May 2025 Common Stock 649 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2 Includes 1,436 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2025.
F3 Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award vested on May 20, 2022; twenty percent (20%) of the RSUs subject to the award vested on May 20, 2023; thirty percent (30%) of the RSUs subject to the award vested on May 20, 2024; and forty percent (40%) of the RSUs subject to the award vested on May 20, 2025, such that all the RSUs subject to the award became fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2025. On May 26, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 23, 2025.