Ted L. Tewksbury III - 01 May 2025 Form 4 Insider Report for MAXLINEAR, INC (MXL)

Role
Director
Signature
/s/ Connie Kwong, as Attorney-in-Fact
Issuer symbol
MXL
Transactions as of
01 May 2025
Net transactions value
-$63,154
Form type
4
Filing time
05 May 2025, 19:48:00 UTC
Previous filing
25 Nov 2024
Next filing
10 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Tewksbury Ted L III Director C/O MAXLINEAR, INC., 5966 LA PLACE COURT, SUITE 100, CARLSBAD /s/ Connie Kwong, as Attorney-in-Fact 05 May 2025 0001375681

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXL Common Stock Options Exercise $0 +12,141 +18% $0.000000 81,066 01 May 2025 Direct F1
transaction MXL Common Stock Sale $63,154 -6,071 -7.5% $10.40 74,995 02 May 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MXL Restricted Stock Units Options Exercise $0 -12,141 -100% $0.000000 0 01 May 2025 Common Stock 12,141 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reflects the amount of securities beneficially held after reducing the amount by 792 shares due to a clerical error. On May 2, 2022, the Reporting Person filed a Form 4 which omitted the disposition of 792 shares (the "Original Report"). The Original Report and the subsequent Form 4s filed by the Reporting Person included the 792 shares previously disposed by the Reporting Person due to a clerical error.
F2 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2024 by the Reporting Person.
F3 Represents the weighted average share price of an aggregate total of 6,071 shares sold in the price range of $10.26 to $10.49 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F5 One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2025.