Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MXL | Common Stock | Options Exercise | $0 | +15.6K | +3.01% | $0.00 | 533K | May 29, 2023 | Direct | F1 |
transaction | MXL | Common Stock | Tax liability | -$463K | -15.6K | -2.92% | $29.72 | 518K | May 29, 2023 | Direct | |
holding | MXL | Common Stock | 909K | May 29, 2023 | See footnote | F2 | |||||
holding | MXL | Common Stock | 104K | May 29, 2023 | See footnote | F3 | |||||
holding | MXL | Common Stock | 104K | May 29, 2023 | See footnote | F4 | |||||
holding | MXL | Common Stock | 286K | May 29, 2023 | See footnote | F5 | |||||
holding | MXL | Common Stock | 286K | May 29, 2023 | See footnote | F6 | |||||
holding | MXL | Common Stock | 183K | May 29, 2023 | See footnote | F7 | |||||
holding | MXL | Common Stock | 565K | May 29, 2023 | See footnote | F8 | |||||
holding | MXL | Common Stock | 565K | May 29, 2023 | See footnote | F9 | |||||
holding | MXL | Common Stock | 397K | May 29, 2023 | See footnote | F10 | |||||
holding | MXL | Common Stock | 397K | May 29, 2023 | See footnote | F11 | |||||
holding | MXL | Common Stock | 18.9K | May 29, 2023 | See footnote | F12 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MXL | Restricted Stock Units | Options Exercise | $0 | -11.4K | -34.75% | $0.00 | 21.4K | May 29, 2023 | Common Stock | 11.4K | Direct | F1, F13 | |
transaction | MXL | Restricted Stock Units | Options Exercise | $0 | -4.18K | -21.03% | $0.00 | 15.7K | May 29, 2023 | Common Stock | 4.18K | Direct | F1, F14 |
Id | Content |
---|---|
F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
F2 | Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
F3 | Shares held by the Kishore V. Seendripu 2022 Annuity Trust A, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F4 | Shares held by the Rekha S. Seendripu 2022 Annuity Trust A, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F5 | Shares held by the Kishore V. Seendripu 2022 Annuity Trust B, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F6 | Shares held by the Rekha S. Seendripu 2022 Annuity Trust B, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F7 | Shares held by The Seendripu Family Fund, a donor advised fund, for which the Reporting Person and the Reporting Person's spouse serve as advisors. |
F8 | Shares held by the Samira Seendripu Trust dtd 10/5/09, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
F9 | Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/09, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
F10 | Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
F11 | Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
F12 | Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee. |
F13 | Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 85,689 RSUs subject to the award will vest on May 20, 2021, and one fourth (1/4th) of the RSUs subject to the award will vest on each May 20, thereafter, such that the award will be fully vested on May 20, 2024. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2023. On May 29, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 26, 2023. |
F14 | Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 31,424 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2023. On May 29, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 26, 2023. |