Greg Dougherty - Mar 21, 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)

Role
Director
Signature
/s/ Connie Kwong, as Attorney-in-Fact
Stock symbol
MXL
Transactions as of
Mar 21, 2021
Transactions value $
$0
Form type
4
Date filed
3/23/2022, 04:44 PM
Next filing
May 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXL Common Stock Options Exercise $0 +6.01K +297.57% $0.00 8.03K Mar 21, 2021 Direct F1
transaction MXL Common Stock Options Exercise $0 +6.01K +65.37% $0.00 15.2K Mar 21, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MXL Restricted Stock Units Options Exercise $0 -6.01K -33.34% $0.00 12K Mar 21, 2021 Common Stock 6.01K Direct F3, F4
transaction MXL Restricted Stock Units Options Exercise $0 -6.01K -50% $0.00 6.01K Mar 21, 2022 Common Stock 6.01K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2021.
F2 This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2022.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F4 Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023.