Greg Dougherty - 21 Mar 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)

Role: Director
Signature: /s/ Connie Kwong, as Attorney-in-Fact
Issuer symbol: MXL
Transactions as of: 21 Mar 2021
Net transactions value: $0
Form type: 4
Filing time: 23 Mar 2022, 16:44:02 UTC
Next filing: 13 May 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MXL	Common Stock	Options Exercise	$0	+6,011	+298%	$0.000000	8,031	21 Mar 2021	Direct	F1
transaction	MXL	Common Stock	Options Exercise	$0	+6,011	+65%	$0.000000	15,207	21 Mar 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MXL	Restricted Stock Units	Options Exercise	$0	-6,011	-33%	$0.000000	12,021	21 Mar 2021	Common Stock	6,011		Direct	F3, F4
transaction	MXL	Restricted Stock Units	Options Exercise	$0	-6,011	-50%	$0.000000	6,010	21 Mar 2022	Common Stock	6,011		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2021.
F2	This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2022.
F3	Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F4	Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023.