Kishore Seendripu - 05 Oct 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)

Role: Chairman, President and CEO, Director, 10%+ Owner
Signature: /s/ Connie Kwong, as Attorney-in-Fact
Issuer symbol: MXL
Transactions as of: 05 Oct 2021
Net transactions value: -$1,957,759
Form type: 4
Filing time: 07 Oct 2021, 19:25:16 UTC
Previous filing: 27 Sep 2021
Next filing: 14 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MXL	Common Stock	Sale	$588,945	-12,162	-3.5%	$48.42	337,930	05 Oct 2021	See footnote	F1, F2, F3
transaction	MXL	Common Stock	Sale	$58,950	-1,200	-0.36%	$49.13	336,730	05 Oct 2021	See footnote	F1, F3, F4
transaction	MXL	Common Stock	Sale	$447,459	-9,257	-2.7%	$48.34	327,473	06 Oct 2021	See footnote	F1, F3, F5
transaction	MXL	Common Stock	Sale	$201,429	-4,105	-1.3%	$49.07	323,368	06 Oct 2021	See footnote	F1, F3, F6
transaction	MXL	Common Stock	Sale	$660,975	-13,362	-4.1%	$49.47	310,006	07 Oct 2021	See footnote	F1, F3, F7
holding	MXL	Common Stock						225,364	05 Oct 2021	Direct
holding	MXL	Common Stock						410,731	05 Oct 2021	See footnote	F8
holding	MXL	Common Stock						410,731	05 Oct 2021	See footnote	F9
holding	MXL	Common Stock						344,997	05 Oct 2021	See footnote	F10
holding	MXL	Common Stock						344,997	05 Oct 2021	See footnote	F11
holding	MXL	Common Stock						394,891	05 Oct 2021	See footnote	F12
holding	MXL	Common Stock						394,891	05 Oct 2021	See footnoe	F13
holding	MXL	Common Stock						396,526	05 Oct 2021	See footnote	F14
holding	MXL	Common Stock						396,526	05 Oct 2021	See footnote	F15
holding	MXL	Common Stock						18,920	05 Oct 2021	See footnote	F16

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F2	Represents the weighted average share price of an aggregate total of 12,162 shares sold in the price range of $48.00 to $48.96 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3	Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4	Represents the weighted average share price of an aggregate total of 1,200 shares sold in the price range of $49.07 to $49.175 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5	Represents the weighted average share price of an aggregate total of 9,257 shares sold in the price range of $47.86 to $48.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6	Represents the weighted average share price of an aggregate total of 4,105 shares sold in the price range of $48.90 to $49.71 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7	Represents the weighted average share price of an aggregate total of 13,362 shares sold in the price range of $49.11 to $49.91 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8	Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F9	Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F10	Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F11	Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F12	Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F13	Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F14	Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F15	Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F16	Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.