Kishore Seendripu - Sep 20, 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Connie Kwong, as Attorney-in-Fact
Stock symbol
MXL
Transactions as of
Sep 20, 2021
Transactions value $
-$1,999,557
Form type
4
Date filed
9/22/2021, 08:31 PM
Previous filing
Aug 4, 2021
Next filing
Sep 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXL Common Stock Sale -$537K -10.9K -2.8% $49.15 379K Sep 20, 2021 See footnote F1, F2, F3
transaction MXL Common Stock Sale -$121K -2.44K -0.64% $49.65 377K Sep 20, 2021 See footnote F1, F3, F4
transaction MXL Common Stock Sale -$655K -13.3K -3.52% $49.38 364K Sep 21, 2021 See footnote F1, F3, F5
transaction MXL Common Stock Sale -$5K -100 -0.03% $50.01 363K Sep 21, 2021 See footnote F1, F3
transaction MXL Common Stock Sale -$39.8K -800 -0.22% $49.72 363K Sep 22, 2021 See footnote F1, F3, F6
transaction MXL Common Stock Sale -$274K -5.4K -1.49% $50.69 357K Sep 22, 2021 See footnote F1, F3, F7
transaction MXL Common Stock Sale -$368K -7.16K -2% $51.41 350K Sep 22, 2021 See footnote F1, F3, F8
holding MXL Common Stock 230K Sep 20, 2021 Direct
holding MXL Common Stock 411K Sep 20, 2021 See footnote F9
holding MXL Common Stock 411K Sep 20, 2021 See footnote F10
holding MXL Common Stock 345K Sep 20, 2021 See footnote F11
holding MXL Common Stock 345K Sep 20, 2021 See footnote F12
holding MXL Common Stock 395K Sep 20, 2021 See footnote F13
holding MXL Common Stock 395K Sep 20, 2021 See footnoe F14
holding MXL Common Stock 397K Sep 20, 2021 See footnote F15
holding MXL Common Stock 397K Sep 20, 2021 See footnote F16
holding MXL Common Stock 18.9K Sep 20, 2021 See footnote F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F2 Represents the weighted average share price of an aggregate total of 10,927 shares sold in the price range of $48.53 to $49.505 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4 Represents the weighted average share price of an aggregate total of 2,435 shares sold in the price range of $49.55 to $49.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Represents the weighted average share price of an aggregate total of 13,262 shares sold in the price range of $48.98 to $49.98 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 Represents the weighted average share price of an aggregate total of 800 shares sold in the price range of $49.11 to $50.09 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7 Represents the weighted average share price of an aggregate total of 5,401 shares sold in the price range of $50.12 to $51.10 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8 Represents the weighted average share price of an aggregate total of 7,161 shares sold in the price range of $51.15 to $51.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9 Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F10 Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F11 Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F12 Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F13 Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F14 Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F15 Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F16 Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F17 Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.